prometheus/rules/manager.go

// Copyright 2013 The Prometheus Authors
// Licensed under the Apache License, Version 2.0 (the "License");
// you may not use this file except in compliance with the License.
// You may obtain a copy of the License at
//
// http://www.apache.org/licenses/LICENSE-2.0
//
// Unless required by applicable law or agreed to in writing, software
// distributed under the License is distributed on an "AS IS" BASIS,
// WITHOUT WARRANTIES OR CONDITIONS OF ANY KIND, either express or implied.
// See the License for the specific language governing permissions and
// limitations under the License.

package rules

import (
	"context"
	"errors"
	"fmt"
	"net/url"
	"slices"
	"strings"
	"sync"
	"time"

	"github.com/go-kit/log"
	"github.com/go-kit/log/level"
	"github.com/prometheus/client_golang/prometheus"
	"golang.org/x/sync/semaphore"

	"github.com/prometheus/prometheus/model/labels"
	"github.com/prometheus/prometheus/model/rulefmt"
	"github.com/prometheus/prometheus/notifier"
	"github.com/prometheus/prometheus/promql"
	"github.com/prometheus/prometheus/promql/parser"
	"github.com/prometheus/prometheus/storage"
	"github.com/prometheus/prometheus/util/strutil"
)

// QueryFunc processes PromQL queries.
type QueryFunc func(ctx context.Context, q string, t time.Time) (promql.Vector, error)

// EngineQueryFunc returns a new query function that executes instant queries against
// the given engine.
// It converts scalar into vector results.
func EngineQueryFunc(engine promql.QueryEngine, q storage.Queryable) QueryFunc {
	return func(ctx context.Context, qs string, t time.Time) (promql.Vector, error) {
		q, err := engine.NewInstantQuery(ctx, q, nil, qs, t)
		if err != nil {
			return nil, err
		}
		res := q.Exec(ctx)
		if res.Err != nil {
			return nil, res.Err
		}
		switch v := res.Value.(type) {
		case promql.Vector:
			return v, nil
		case promql.Scalar:
			return promql.Vector{promql.Sample{
				T:      v.T,
				F:      v.V,
				Metric: labels.Labels{},
			}}, nil
		default:
			return nil, errors.New("rule result is not a vector or scalar")
		}
	}
}

// DefaultEvalIterationFunc is the default implementation of
// GroupEvalIterationFunc that is periodically invoked to evaluate the rules
// in a group at a given point in time and updates Group state and metrics
// accordingly. Custom GroupEvalIterationFunc implementations are recommended
// to invoke this function as well, to ensure correct Group state and metrics
// are maintained.
func DefaultEvalIterationFunc(ctx context.Context, g *Group, evalTimestamp time.Time) {
	g.metrics.IterationsScheduled.WithLabelValues(GroupKey(g.file, g.name)).Inc()

	start := time.Now()
	g.Eval(ctx, evalTimestamp)
	timeSinceStart := time.Since(start)

	g.metrics.IterationDuration.Observe(timeSinceStart.Seconds())
	g.setEvaluationTime(timeSinceStart)
	g.setLastEvaluation(start)
	g.setLastEvalTimestamp(evalTimestamp)
}

// The Manager manages recording and alerting rules.
type Manager struct {
	opts     *ManagerOptions
	groups   map[string]*Group
	mtx      sync.RWMutex
	block    chan struct{}
	done     chan struct{}
	restored bool

	logger log.Logger
}

// NotifyFunc sends notifications about a set of alerts generated by the given expression.
type NotifyFunc func(ctx context.Context, expr string, alerts ...*Alert)

// ManagerOptions bundles options for the Manager.
type ManagerOptions struct {
	ExternalURL               *url.URL
	QueryFunc                 QueryFunc
	NotifyFunc                NotifyFunc
	Context                   context.Context
	Appendable                storage.Appendable
	Queryable                 storage.Queryable
	Logger                    log.Logger
	Registerer                prometheus.Registerer
	OutageTolerance           time.Duration
	ForGracePeriod            time.Duration
	ResendDelay               time.Duration
	GroupLoader               GroupLoader
	MaxConcurrentEvals        int64
	ConcurrentEvalsEnabled    bool
	RuleConcurrencyController RuleConcurrencyController
	RuleDependencyController  RuleDependencyController

	Metrics *Metrics
}

// NewManager returns an implementation of Manager, ready to be started
// by calling the Run method.
func NewManager(o *ManagerOptions) *Manager {
	if o.Metrics == nil {
		o.Metrics = NewGroupMetrics(o.Registerer)
	}

	if o.GroupLoader == nil {
		o.GroupLoader = FileLoader{}
	}

	if o.RuleConcurrencyController == nil {
		if o.ConcurrentEvalsEnabled {
			o.RuleConcurrencyController = newRuleConcurrencyController(o.MaxConcurrentEvals)
		} else {
			o.RuleConcurrencyController = sequentialRuleEvalController{}
		}
	}

	if o.RuleDependencyController == nil {
		o.RuleDependencyController = ruleDependencyController{}
	}

	m := &Manager{
		groups: map[string]*Group{},
		opts:   o,
		block:  make(chan struct{}),
		done:   make(chan struct{}),
		logger: o.Logger,
	}

	return m
}

// Run starts processing of the rule manager. It is blocking.
func (m *Manager) Run() {
	level.Info(m.logger).Log("msg", "Starting rule manager...")
	m.start()
	<-m.done
}

func (m *Manager) start() {
	close(m.block)
}

// Stop the rule manager's rule evaluation cycles.
func (m *Manager) Stop() {
	m.mtx.Lock()
	defer m.mtx.Unlock()

	level.Info(m.logger).Log("msg", "Stopping rule manager...")

	for _, eg := range m.groups {
		eg.stop()
	}

	// Shut down the groups waiting multiple evaluation intervals to write
	// staleness markers.
	close(m.done)

	level.Info(m.logger).Log("msg", "Rule manager stopped")
}

// Update the rule manager's state as the config requires. If
// loading the new rules failed the old rule set is restored.
func (m *Manager) Update(interval time.Duration, files []string, externalLabels labels.Labels, externalURL string, groupEvalIterationFunc GroupEvalIterationFunc) error {
	m.mtx.Lock()
	defer m.mtx.Unlock()

	groups, errs := m.LoadGroups(interval, externalLabels, externalURL, groupEvalIterationFunc, files...)

	if errs != nil {
		for _, e := range errs {
			level.Error(m.logger).Log("msg", "loading groups failed", "err", e)
		}
		return errors.New("error loading rules, previous rule set restored")
	}
	m.restored = true

	var wg sync.WaitGroup
	for _, newg := range groups {
		// If there is an old group with the same identifier,
		// check if new group equals with the old group, if yes then skip it.
		// If not equals, stop it and wait for it to finish the current iteration.
		// Then copy it into the new group.
		gn := GroupKey(newg.file, newg.name)
		oldg, ok := m.groups[gn]
		delete(m.groups, gn)

		if ok && oldg.Equals(newg) {
			groups[gn] = oldg
			continue
		}

		wg.Add(1)
		go func(newg *Group) {
			if ok {
				oldg.stop()
				newg.CopyState(oldg)
			}
			wg.Done()
			// Wait with starting evaluation until the rule manager
			// is told to run. This is necessary to avoid running
			// queries against a bootstrapping storage.
			<-m.block
			newg.run(m.opts.Context)
		}(newg)
	}

	// Stop remaining old groups.
	wg.Add(len(m.groups))
	for n, oldg := range m.groups {
		go func(n string, g *Group) {
			g.markStale = true
			g.stop()
			if m := g.metrics; m != nil {
				m.IterationsMissed.DeleteLabelValues(n)
				m.IterationsScheduled.DeleteLabelValues(n)
				m.EvalTotal.DeleteLabelValues(n)
				m.EvalFailures.DeleteLabelValues(n)
				m.GroupInterval.DeleteLabelValues(n)
				m.GroupLastEvalTime.DeleteLabelValues(n)
				m.GroupLastDuration.DeleteLabelValues(n)
				m.GroupRules.DeleteLabelValues(n)
				m.GroupSamples.DeleteLabelValues((n))
			}
			wg.Done()
		}(n, oldg)
	}

	wg.Wait()
	m.groups = groups

	return nil
}

// GroupLoader is responsible for loading rule groups from arbitrary sources and parsing them.
type GroupLoader interface {
	Load(identifier string) (*rulefmt.RuleGroups, []error)
	Parse(query string) (parser.Expr, error)
}

// FileLoader is the default GroupLoader implementation. It defers to rulefmt.ParseFile
// and parser.ParseExpr.
type FileLoader struct{}

func (FileLoader) Load(identifier string) (*rulefmt.RuleGroups, []error) {
	return rulefmt.ParseFile(identifier)
}

func (FileLoader) Parse(query string) (parser.Expr, error) { return parser.ParseExpr(query) }

// LoadGroups reads groups from a list of files.
func (m *Manager) LoadGroups(
	interval time.Duration, externalLabels labels.Labels, externalURL string, groupEvalIterationFunc GroupEvalIterationFunc, filenames ...string,
) (map[string]*Group, []error) {
	groups := make(map[string]*Group)

	shouldRestore := !m.restored

	for _, fn := range filenames {
		rgs, errs := m.opts.GroupLoader.Load(fn)
		if errs != nil {
			return nil, errs
		}

		for _, rg := range rgs.Groups {
			itv := interval
			if rg.Interval != 0 {
				itv = time.Duration(rg.Interval)
			}

			rules := make([]Rule, 0, len(rg.Rules))
			for _, r := range rg.Rules {
				expr, err := m.opts.GroupLoader.Parse(r.Expr.Value)
				if err != nil {
					return nil, []error{fmt.Errorf("%s: %w", fn, err)}
				}

				if r.Alert.Value != "" {
					rules = append(rules, NewAlertingRule(
						r.Alert.Value,
						expr,
						time.Duration(r.For),
						time.Duration(r.KeepFiringFor),
						labels.FromMap(r.Labels),
						labels.FromMap(r.Annotations),
						externalLabels,
						externalURL,
						m.restored,
						log.With(m.logger, "alert", r.Alert),
					))
					continue
				}
				rules = append(rules, NewRecordingRule(
					r.Record.Value,
					expr,
					labels.FromMap(r.Labels),
				))
			}

			// Check dependencies between rules and store it on the Rule itself.
			m.opts.RuleDependencyController.AnalyseRules(rules)

			groups[GroupKey(fn, rg.Name)] = NewGroup(GroupOptions{
				Name:              rg.Name,
				File:              fn,
				Interval:          itv,
				Limit:             rg.Limit,
				Rules:             rules,
				ShouldRestore:     shouldRestore,
				Opts:              m.opts,
				done:              m.done,
				EvalIterationFunc: groupEvalIterationFunc,
			})
		}
	}

	return groups, nil
}

// RuleGroups returns the list of manager's rule groups.
func (m *Manager) RuleGroups() []*Group {
	m.mtx.RLock()
	defer m.mtx.RUnlock()

	rgs := make([]*Group, 0, len(m.groups))
	for _, g := range m.groups {
		rgs = append(rgs, g)
	}

	slices.SortFunc(rgs, func(a, b *Group) int {
		fileCompare := strings.Compare(a.file, b.file)

		// If its 0, then the file names are the same.
		// Lets look at the group names in that case.
		if fileCompare != 0 {
			return fileCompare
		}
		return strings.Compare(a.name, b.name)
	})

	return rgs
}

// Rules returns the list of the manager's rules.
func (m *Manager) Rules() []Rule {
	m.mtx.RLock()
	defer m.mtx.RUnlock()

	var rules []Rule
	for _, g := range m.groups {
		rules = append(rules, g.rules...)
	}

	return rules
}

// AlertingRules returns the list of the manager's alerting rules.
func (m *Manager) AlertingRules() []*AlertingRule {
	alerts := []*AlertingRule{}
	for _, rule := range m.Rules() {
		if alertingRule, ok := rule.(*AlertingRule); ok {
			alerts = append(alerts, alertingRule)
		}
	}

	return alerts
}

type Sender interface {
	Send(alerts ...*notifier.Alert)
}

// SendAlerts implements the rules.NotifyFunc for a Notifier.
func SendAlerts(s Sender, externalURL string) NotifyFunc {
	return func(ctx context.Context, expr string, alerts ...*Alert) {
		var res []*notifier.Alert

		for _, alert := range alerts {
			a := &notifier.Alert{
				StartsAt:     alert.FiredAt,
				Labels:       alert.Labels,
				Annotations:  alert.Annotations,
				GeneratorURL: externalURL + strutil.TableLinkForExpression(expr),
			}
			if !alert.ResolvedAt.IsZero() {
				a.EndsAt = alert.ResolvedAt
			} else {
				a.EndsAt = alert.ValidUntil
			}
			res = append(res, a)
		}

		if len(alerts) > 0 {
			s.Send(res...)
		}
	}
}

// RuleDependencyController controls whether a set of rules have dependencies between each other.
type RuleDependencyController interface {
	// AnalyseRules analyses dependencies between the input rules. For each rule that it's guaranteed
	// not having any dependants and/or dependency, this function should call Rule.SetNoDependentRules(true)
	// and/or Rule.SetNoDependencyRules(true).
	AnalyseRules(rules []Rule)
}

type ruleDependencyController struct{}

// AnalyseRules implements RuleDependencyController.
func (c ruleDependencyController) AnalyseRules(rules []Rule) {
	depMap := buildDependencyMap(rules)
	for _, r := range rules {
		r.SetNoDependentRules(depMap.dependents(r) == 0)
		r.SetNoDependencyRules(depMap.dependencies(r) == 0)
	}
}

// RuleConcurrencyController controls concurrency for rules that are safe to be evaluated concurrently.
// Its purpose is to bound the amount of concurrency in rule evaluations to avoid overwhelming the Prometheus
// server with additional query load. Concurrency is controlled globally, not on a per-group basis.
type RuleConcurrencyController interface {
	// Allow determines whether any concurrent evaluation slots are available.
	// If Allow() returns true, then Done() must be called to release the acquired slot.
	Allow() bool

	// Done releases a concurrent evaluation slot.
	Done()
}

// concurrentRuleEvalController holds a weighted semaphore which controls the concurrent evaluation of rules.
type concurrentRuleEvalController struct {
	sema      *semaphore.Weighted
	depMapsMu sync.Mutex
	depMaps   map[*Group]dependencyMap
}

func newRuleConcurrencyController(maxConcurrency int64) RuleConcurrencyController {
	return &concurrentRuleEvalController{
		sema:    semaphore.NewWeighted(maxConcurrency),
		depMaps: map[*Group]dependencyMap{},
	}
}

func (c *concurrentRuleEvalController) RuleEligible(g *Group, r Rule) bool {
	c.depMapsMu.Lock()
	defer c.depMapsMu.Unlock()

	depMap, found := c.depMaps[g]
	if !found {
		depMap = buildDependencyMap(g.rules)
		c.depMaps[g] = depMap
	}

	return depMap.isIndependent(r)
}

func (c *concurrentRuleEvalController) Allow() bool {
	return c.sema.TryAcquire(1)
}

func (c *concurrentRuleEvalController) Done() {
	c.sema.Release(1)
}

func (c *concurrentRuleEvalController) Invalidate() {
	c.depMapsMu.Lock()
	defer c.depMapsMu.Unlock()

	// Clear out the memoized dependency maps because some or all groups may have been updated.
	c.depMaps = map[*Group]dependencyMap{}
}

// sequentialRuleEvalController is a RuleConcurrencyController that runs every rule sequentially.
type sequentialRuleEvalController struct{}

func (c sequentialRuleEvalController) RuleEligible(_ *Group, _ Rule) bool {
	return false
}

func (c sequentialRuleEvalController) Allow() bool {
	return false
}

func (c sequentialRuleEvalController) Done()       {}
func (c sequentialRuleEvalController) Invalidate() {}